The firm has extensive experience in matters involving federal and state securities laws. We provide advice to clients in regard to both public and private offerings of securities, including all manner of stock and debt offerings. The firm’s attorneys are seasoned in advising clients regarding the disclosure, accounting, and other issues arising in connection with the offering of securities, as well as in dealing with and responding to the Securities and Exchange Commission and the NASD regarding all of these issues. We advise our clients with respect to listing, and maintaining the listing of, their securities on the various national and regional securities exchanges, the Nasdaq National and SmallCap Markets and the OTC Bulletin Board, as appropriate.
We also advise our clients on a regular basis regarding various securities law compliance issues, including preparation of periodic and other reports required pursuant to the Securities Exchange Act of 1934, and to otherwise comply with the disclosure obligations imposed by that Act.